Make confident risk decisions by implementing efficient portfolio monitoring processes

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With the ever-expanding scope of regulation and high costs associated with compliance, reassessing traditional approaches to Financial Crime Compliance is crucial. Organisations should be looking to increase their focus on due diligence checks and customer monitoring due to Know Your Customer (KYC), Anti-Money Laundering (AML) and Anti-Fraud regulations.

ComplianceIQ is a web-based portfolio monitoring tool designed for businesses who operate in regulated environments. It provides the opportunity to continually monitor, control and investigate your entire business portfolio, by enabling you to quickly apply and demonstrate your own risk policy according to your organisations risk appetite.

Why use ComplianceIQ?

Monitor

Identify new risks in your portfolio.

Understand the overall risk exposure of your portfolio at a glance.

Surface hidden trends and take appropriate action.

Balance your appetite for risk with commercial pressures based on known facts, not assumptions.

Control

Your risk policy, your way. Easy setup of your unique company risk policy.

Four eyes principle. Automatically enforced and fully audited risk policy approval process.

Track historical changes to risk profiles to aid transparency and audit.

Investigate

Proactively highlights areas requiring attention.

Consolidate multiple independent data sources into a single platform to support risk management.

Efficiently spot the risks hidden within complex corporate structures.

Powerful deep search for PEPs, Sanctions and Adverse Media.

  • Our algorithm for Ultimate Beneficial Owners is unique in effectively uncovering hidden shareholder risk and identifying all beneficial owners within the full corporate tree.
  • A range of high-quality core and niche data sources providing a robust view of businesses, what they do and the people behind them to better understand compliance risk.
  • ComplianceIQ offers data-driven proactive risk monitoring of UK companies to aid appropriate risk-based decision making.
  • Easily configure a bespoke risk policy in alignment with your company‚Äôs risk appetite.
  • Combined view of risk presented by all key parties (Ultimate Beneficial Owners, Shareholders, Directors and Secretaries) related to an individual company.